Code of Ethics | Alpha Beta Partners

Code of

Ethics

Purpose and Commitment

Alpha Beta Partners are committed to generating long-term value for our clients, stakeholders, and the wider society. Our purpose extends beyond profit — we seek to invest responsibly, support inclusive economic systems, facilitate financial wellbeing for all, and contribute positively to people and the planet.

Client-Centred Integrity

Act in the best interest of our clients at all times, placing their interests ahead of our own.

Ensure investment strategies are transparent, appropriate, and aligned with our clients’ values and long-term financial goals.

Communicate honestly, clearly, and regularly, avoiding conflicts of interest and disclosing them when unavoidable.

Responsible Investment

Integrate Environmental, Social, and Governance (ESG) considerations into all investment analysis and decision-making processes.

Avoid investments that contribute to environmental degradation, social harm, or unethical governance practices.

Promote stewardship by engaging with companies on ESG issues.

Raise awareness and promote discussion on key ESG matters through research articles and information provision.

Environmental Stewardship

Strive to minimise the environmental impact of our operations and our investment portfolio.

Manage our carbon footprint, aiming for continuous improvement and alignment with net-zero objectives.

Invest in businesses and sectors that support the transition to a low-carbon, sustainable economy.

Social Responsibility & Inclusion

Support inclusive, equitable, and diverse workplaces within our firm and the companies we do business with.

Uphold human rights and fair labour practices across all business activities and supply chains. Including undertaking due diligence on all potential business relationships and reviewing their approach to modern slavery prevention.

Seek to create positive social outcomes through investment choices and staff community giving efforts.

Contribute to financial education and inclusion through the production of relevant accessible articles and collateral covering a range of investment topics, views and information.

Governance, Accountability, and Transparency

Uphold high standards of corporate governance, risk management, and regulatory compliance in accordance with FCA requirements.

Be transparent about our business practices, decision-making processes, and the impact of our investments.

Establish clear accountability mechanisms, including a commitment to stakeholder governance as outlined in the B Corp framework.

Ethics in Business Conduct

Operate with honesty, fairness, and integrity in all interactions with clients, colleagues, regulators, and partners.

Avoid corruption, bribery, and unethical influence in any form.

Encourage a speak-up culture where ethical concerns can be raised and addressed without fear of retaliation.

Commitment to B Corp Principles

Legally embed our commitment to purpose, stakeholder governance, and impact into our company’s governing documents.

Continuous Improvement and Impact Measurement

Regularly review and improve our ethical standards, policies, and procedures.

Measure and report our social and environmental impact annually using an internal framework that aligns with B Lab standards.

Engage in ongoing education and development to stay current with responsible investment best practices.

Investment Solutions

Through partnership with financial advisers, we offer a range of Risk Rated Model Portfolios. The portfolios have been built around a single core investor proposition: to preserve the real value of their assets over time and replicate selective asset performance at low cost.

Our Model Portfolios have been awarded the highest 5 Star Risk Rating by Defaqto. In addition, the portfolios are available on a wide range of platforms including Standard Life, Fidelity Funds Network Fundment, Aviva, Aegon, Zurich, Transact and Embark.

OUR PROPOSITION

020 8152 5120